Mr. LU is appointed Chairman and a director of SIAM since August 2018. Mr. LU provides leadership for the board of SIAM and ensure it works effectively. He is also appointed a non-executive director of Shanghai International Shanghai Growth Investment Limited, an investment company listed on the Hong Kong Stock Exchange (stock code: 770.hk) where SIAM has been appointed the investment manager since 1993.
Mr. LU is a director and the president of SIIC Investment Company Limited, the holding company of SIAM and a wholly-owned subsidiary of SIIC. He oversees the operation of SIIC Investment Company Limited via various subsidiaries engaging in financial investment, property management, production and sales of consumer products, and hotel management.
Mr. LU has over 24 years’ experience in the fields of asset management, corporate and financial management, real estate and financial investment as well as capital markets operations. He joined the SIIC Group in 1996 and has held various senior positions in operating subsidiaries of the SIIC Group.
Mr. LU holds a Bachelor’s degree in International Politics and a Master’s degree in World Economics from Fudan University.
Mr. ZHAO is appointed the Managing Director of SIAM since October 2020. He is responsible for overall management and supervision in the business activities of SIAM and registered with SFC a licensed responsible officer to carry out asset management regulated activities. Prior to joining SIAM, Mr. ZHAO joined Donghai International Financial Holdings Company Limited since 2015, has been the Head of Compliance and Risk Management and CEO. He was responsible for overseeing regulatory compliance and risk management of the group and subsidiaries in carrying out dealing in securities, advising on securities and asset management regulated activities, leading the group’s development through developing and implementing business strategies and operation plans.
Mr. ZHAO holds a Master degree in Global Political Economy from The Chinese University of Hong Kong and a Bachelor of Law from East China University of Political Science and Law. He possesses qualification in judicial practice in China and equipped with years of legal and corporate management experiences in financial industry.
Dr. WANG has more than 20 years of managerial experience in investment and commercial banking and fund management in the Unites States, Taiwan, Hong Kong and the PRC, with a wealth of experience in the securities and venture capital industries.
Since 2007, Dr. WANG is appointed the executive director and has been a licensed responsible officer of SIAM, a licensed corporation with the SFC. He is also appointed as the executive director of Shanghai International Shanghai Growth Investment Limited (770.hk). He also serves as independent non-executive director for a number of companies listed on the Hong Kong Stock Exchange, in which he advises their top management on business strategies, financial development and internal control.
Prior to that, Dr. WANG had served as the Chief Executive of the investment & proprietary trading group of Jih Sun Financial Holding Company Limited in Taiwan, Managing Director of SinoPac Securities (Asia) Hong Kong, Managing Director of JS Cresvale Securities International Limited, a director of Investment Banking Division of Standard Chartered Bank (Hong Kong) Limited and Associate Director of Bear Stearns & Co., Inc. in New York.
Dr. WANG received his Ph.D. in Finance from Columbia University in New York.
Mr. WU is the Deputy Managing Director and a licensed responsible officer of SIAM since 2007. He is also appointed an executive director of Shanghai International Shanghai Growth Investment Limited (770.hk). Prior to joining SIAM, Mr. Wu was the Assistant General Manager of Center for International Business Management at Shanghai International Group Corporation Limited.
He has been the Assistant General Manager of Investment Banking Department in Shanghai International Trust Corporation Ltd. since 2004. From 1996 to 2004, he had held senior positions with foreign banking and securities institutions in the PRC.
Mr. WU has over 18 years of managerial experience in banking, securities and trust investment sectors in the PRC. He holds an MBA degree in Finance from Shanghai Jiao Tong University and is a CFA Charter holder as well as a qualified PRC lawyer.
Ms. CHIU is the Chief Financial Officer of SIAM. She is a member of the Hong Kong Institute of Certified Public Accountants. Ms. CHIU joined SIAM after the formation of the listed fund (770.hk) in 1993. Currently, Ms. CHIU is one of SIAM’s licensed responsible officers registered with the SFC to carry out regulated activities advising in securities and asset management.
Ms. CHIU is responsible for supervising and reviewing internal control, risk management and financial reporting functions of both SIAM and the listed fund (770.hk). She is also responsible for ensuring compliance of internal control procedures and investment mandate as determined by the respective boards and full compliance with regulatory requirements governed by various regulatory bodies.
Prior to joining SIAM, Ms. CHIU was a Senior Auditor of Deloitte Touche Tohmatsu. She holds a Bachelor of Science (Economics) degree conferred by University of London and a Professional Diploma in Accountancy awarded by The University of Hong Kong Polytechnic.